FINRA Securities License Programs
 
FINRA Programs
Securities License Series 6, 7, 63, 65 & 66
Complete 1 Full Year Insurance Continuing Education 
(Also approved for CPA, and Illinois Funeral Director Continuing Education)

The Series 6 and Series 7 have been certified by the Illinois Department of Insurance for 12 hours of continuing education credit. Each course allows you the opportunity to gain substantial knowledge and prepares you for the licensing examination. A person must be registered with the Financial Industry Regulatory Authority (FINRA) in order to sell stocks, bonds, mutual funds, and variable annuity products.

FINRA 006 - Securities License Series 6
  • 12 Hours Continuing Education Credit
  • Investment Securities
  • Mutual Funds
  • Variable Contracts
  • Federal and FINRA Regulations
  • Premium Internet Based Instruction Supplements
FINRA 007 - Securities License Series 7
  • 12 Hours Continuing Education Credit
  • General Securities Representative
  • Investment Instruments
  • Securities Markets
  • Taxation/Regulation
  • Premium Internet Based Instruction Supplements
FINRA 063 - Securities License Series 63
  • 5 Hours Continuing Education Credit
  • General Provisions of the Uniform Securities Act
  • Fraudulent Practices
  • Registration of Agents, Broker-Dealers,
  • Investment Advisers and Securities
  • Premium Internet Based Instruction Supplements
FINRA 065 - Securities License Series 65
  • 12 Hours Continuing Education Credit
  • Equity and Debt Securities
  • Trading Securities
  • Retirement Plans
  • Clients, Portfolio Management Styles and Taxation 
  • Federal Securities Regulations
  • State Regulations Under the Uniform Securities Act (USA)
  • Premium Internet Based Instruction Supplements 
FINRA 066 - Securities License Series 66
  • 12 Hours Continuing Education Credit
  • Federal Securities Regulations
  • Regulations Under the Uniform Securities Act (USA)
  • Federal and State Regulations of Investment Advisers and Their Representatives
  • Retirement Plans 
  • Investment Vehicle Characteristics and Trading Markets
  • Client Profiles, Portfolio Strategies, and Taxation 
  • Premium Internet Based Instruction Supplements

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